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Current Employers
Thrivent Advisor Network, Llc

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-09-25
TX RA APPROVED 2020-09-24
  • NE RA
    APPROVED
    Since 2020-09-25
  • TX RA
    APPROVED
    Since 2020-09-24

Branch Locations

437 Main Street, Scribner, NE 68057 • United States

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Scribner NE 08/2011 09/2020
Thrivent Financial For Lutherans Appleton WI 08/2011 09/2020
Thrivent Advisor Network, Llc Scribner NE 09/2020 Present
Purshe Kaplan Sterling Investments, Inc. Scribner NE 09/2020 Present
Previous Registrations
  • 2011-08-22 → 2020-10-28
    Omaha, NE
    Scribner, NE
    Fremont, NE
    Elkhorn, NE
  • 2006-08-24 → 2011-08-01
    Waddell & Reed
    Scribner, NE
    Savage, MN
Other Businesses

Insurance Sales; same address; Non-Investment Related; Appx 10% of time during the month 1/08-PRESENT, SCRIBNER ECONOMIC DEVELOPMENT, SCRIBNER, NE; NOT INVESTMENT RELATED, CHAIRPERSON/VICE CHAIR, COMMUNITY ORGANIZATION UNDER THE CITY OF SCRIBNER, NE. THIS ORGANIZATION'S FOCUS IS COMMUNITY DEVELOPMENT AND BETTERMENT. 16 HRS PER MO, 0 SEC TRADING HRS. CHAIRPERSON OF SCRIBNER SPORTS COMPLEX BOARD. THIS ORGANIZATION IS NOT INVESTMENT RELATED. THIS BOARD OVERSEES THE ACTIVITY AND MAINTENANCE NEEDS OF THE SPORTS COMPLEX (SOFTBALL AND BASEBALL FIELDS)AND REPORTS DIRECTLY TO THE CITY OF SCRIBNER. BOARD WAS OFFICIALLY FORMED ON NOVEMBER 7, 2011. I SERVE AS CHAIRPERSON. APPROXIMATELY 5 HOURS PER MONTH. LOW INCOME MINISTRY OF DODGE COUNTY POSITION: Board Member NATURE: Low Income Ministry provides food to help low income families who need assistance. It also assists families with rent and utilities,provides Dodge County schools with school supplies, operates a Christmas Toy Shoppe in December, sponsors a giveaway for new bikes, helmets, and locks, holds asummer fan program, distributes Christmas food boxes, loans out medical equipment and is the disaster resource of Dodge County. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/18/2018 ADDRESS: 549 North H Street, Fremont NE 68026-0598, United States DESCRIPTION: Carry out the purposes of the mission of Low Income Ministry. join committees to work with area churches, organizations and other individuals to address unmet needs in the area.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-22
S63 Uniform Securities Agent State Law Examination 2006-08-01
  • S65 Uniform Investment Adviser Law Examination
    2006-08-22
  • S63 Uniform Securities Agent State Law Examination
    2006-08-01
Other Names
  • Beth Ann Stockamp

View on SEC IAPD

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