Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-08
OH RA APPROVED 2024-11-07
TX RA APPROVED_RES 2024-11-07
  • FL RA
    APPROVED
    Since 2024-11-08
  • OH RA
    APPROVED
    Since 2024-11-07
  • TX RA
    APPROVED_RES
    Since 2024-11-07

Branch Locations

Delray Beach, FL • United States

3300 Enterprise Parkway Suite 200, Beachwood, OH 44122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pepper-Pike OH 02/1977 11/2024
Bank Of America, N.A. Pepper-Pike OH 12/2009 11/2024
Raymond James & Associates Inc. Delray Beach FL 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-16
S63 Uniform Securities Agent State Law Examination 1979-10-13
  • S65 Uniform Investment Adviser Law Examination
    2000-03-16
  • S63 Uniform Securities Agent State Law Examination
    1979-10-13

View on SEC IAPD

More in Delray Beach, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor