Linda Mcwhirter Daniel

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-11-13
AL	RA	APPROVED	2015-07-07

TX RA
APPROVED_RES

Since 2017-11-13
AL RA
APPROVED

Since 2015-07-07

Branch Locations

Birmingham, AL • United States

800 Shades Creek Parkway Suites 750 & 775, Birmingham, AL 35209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	St. Louis	MO	07/2015	Present
Stifel, Nicolaus & Company, Incorporated	St. Louis	MO	07/2015	Present

07/2015 → Present

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO
07/2015 → Present

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

Previous Registrations

2006-04-12 → 2015-07-07

Intl Advisory Consultants Inc.

Birmingham, AL
2003-04-10 → 2006-04-12

Sterne, Agee & Leach, Inc.

Birmingham, AL

Birmingham, AL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-06
S63	Uniform Securities Agent State Law Examination	1994-01-27

S65 Uniform Investment Adviser Law Examination

1999-12-06
S63 Uniform Securities Agent State Law Examination

1994-01-27

View on SEC IAPD