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30 S. Pearl Street, 9Th Floor, Albany, NY 12207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-31 |
| TX | RA | APPROVED_RES | 2006-05-19 |
| NJ | RA | APPROVED | 2004-11-12 |
Branch Locations
30 S. Pearl Street, 9Th Floor, Albany, NY 12207 • United States
621 Lafayette Street, Cape May, NJ 08204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cim, Llc | Albany | NY | 08/2013 | 01/2022 |
| Cimas Llc | Albany | NY | 08/2013 | 05/2018 |
| Cimas, Llc | Albany | NY | 06/2018 | Present |
| Cim, Llc | Albany | NY | 01/2022 | Present |
C&W ENTERPRISES AND W&C ENTERPRISES. INVESTMENT RELATED. REAL ESTATE. OWNER OF BOTH. SINCE 1975. 1 HOUR PER MONTH. MR. CURRAN INVESTS IN COMMERCIAL REAL ESTATE ANDIS RESPONSIBLE FOR MAINTAINING THE PROPERTY, AND THE ACCOUNTS PAYABLES AND RECEIVEABLES ASSOCIATED WITH THESE PROPERTIES. Hippo Tax Services, LLC- Mr. Curran is the owner of this firm that prepares tax returns/provides tax advice. It currently has few clients and is generally only active during tax season. Insurance product sales- Mr. Curran is a licensed insurance agent and occasionally sells insurance products. Generally only a few policies are sold in a year. Beachside Leasing LLC - Mr. Curran is the sole member of this NYS registered LLC that purchases vehicles and leases them to businesses. This is a NON-investment related activity. Only a few hours per month will be spent on this business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-02 |
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