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Current Employers
Curran Wealth Management

30 S. Pearl Street, 9Th Floor, Albany, NY 12207 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-31
TX RA APPROVED_RES 2006-05-19
NJ RA APPROVED 2004-11-12
  • NY RA
    APPROVED
    Since 2021-08-31
  • TX RA
    APPROVED_RES
    Since 2006-05-19
  • NJ RA
    APPROVED
    Since 2004-11-12

Branch Locations

30 S. Pearl Street, 9Th Floor, Albany, NY 12207 • United States

621 Lafayette Street, Cape May, NJ 08204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cim, Llc Albany NY 08/2013 01/2022
Cimas Llc Albany NY 08/2013 05/2018
Cimas, Llc Albany NY 06/2018 Present
Cim, Llc Albany NY 01/2022 Present
  • 08/2013 → 01/2022
    Cim, Llc
    Albany, NY
  • 08/2013 → 05/2018
    Cimas Llc
    Albany, NY
  • 06/2018 → Present
    Cimas, Llc
    Albany, NY
  • 01/2022 → Present
    Cim, Llc
    Albany, NY
Previous Registrations
Other Businesses

C&W ENTERPRISES AND W&C ENTERPRISES. INVESTMENT RELATED. REAL ESTATE. OWNER OF BOTH. SINCE 1975. 1 HOUR PER MONTH. MR. CURRAN INVESTS IN COMMERCIAL REAL ESTATE ANDIS RESPONSIBLE FOR MAINTAINING THE PROPERTY, AND THE ACCOUNTS PAYABLES AND RECEIVEABLES ASSOCIATED WITH THESE PROPERTIES. Hippo Tax Services, LLC- Mr. Curran is the owner of this firm that prepares tax returns/provides tax advice. It currently has few clients and is generally only active during tax season. Insurance product sales- Mr. Curran is a licensed insurance agent and occasionally sells insurance products. Generally only a few policies are sold in a year. Beachside Leasing LLC - Mr. Curran is the sole member of this NYS registered LLC that purchases vehicles and leases them to businesses. This is a NON-investment related activity. Only a few hours per month will be spent on this business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-01
S63 Uniform Securities Agent State Law Examination 1985-11-02
  • S65 Uniform Investment Adviser Law Examination
    1993-04-01
  • S63 Uniform Securities Agent State Law Examination
    1985-11-02

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