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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-05-26 |
| SC | RA | APPROVED | 2018-05-18 |
| PA | RA | APPROVED | 2011-04-05 |
| VA | RA | APPROVED | 2007-11-09 |
| MD | RA | APPROVED | 2001-01-01 |
Branch Locations
9891 Broken Land Pkwy Suite 103, Columbia, MD 21046 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co. Of America | New York | NY | 11/1987 | Present |
| Park Avenue Securities Llc | Towson | MD | 05/1999 | Present |
1. Outside insurance sales-occasionally sell an insurance policy with a company other than Guardian on an as needed basis. Start: 11/01/1987 Address: 9891 Broken Land Parkway Suite 103 Columbia, MD 21046 1 bus hr per month Investment related 2) Cumbie Power of Attorney-spouse Start: 11/21/2011 Address: 10021 Cape Ann Drive, Columbia, MD 21046 0 total hours per month Not Investment related no compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-12 |
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