Charles Carmon Crolle

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 11/2017
  National Planning Corporation
  Newington, CT
• 11/2017 → Present
  Lpl Financial Llc
  Rocky Hill, CT

Previous Registrations

• 2005-02-23 → 2017-11-29
  National Planning Corporation
  Glastonbury, CT
  Newington, CT
  Rocky Hill, CT
• 1994-09-23 → 2005-02-22
  Osaic Fa, Inc.
  Newington, CT

Other Businesses

1. 11/29/2017 - CROLLE & ASSOCIATES - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Owner - Start Date 1/1978 - Time Spent 2% - Permanent Life Insurance and Term Life Insurance. 2. 11/29/2017 - GATEWAY FINANCIAL PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2/16/2005 - 0 Hours Per Month/0 Hours During Securities Trading. 3. 11/29/2017 - CROLLE & ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1/1978 - Time Spent 98%.

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-11-12

Designations

• Chartered Financial Consultant