Andrew John Costanzo

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1976 → Present
  Self-Employed
  Pittsburgh, PA
• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 02/2022 → Present
  Costanzo Consulting Llc
  Carlsbad, CA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

(1) NAME OF OTHER BUSINESS: COSTANZO FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS BUSINESS ADDRESS NATURE OF BUSINESS: SECURITIES AND FIXED INSURANCE START DATE: 09/23/2009 APX NUMBER OF HOURS PER WEEK: 40+ APX NUMBER OF HOURS DURING TRADING HOURS: 40+ BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR SECURITIES BUSINESS (2) COSTANZO FINANCIAL GROUP, START 09/23/09, DBA NAME (3) NAME OF OTHER BUSINESS: COSTANZO CONSULTING LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 48; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES, CLIENT REVIEWS AND ONBOARDING NEW CLIENTS;

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-01-07

Designations

• Chartered Financial Consultant

Other Names

• Andrew John Costanzo