Joseph C Costa

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-21
NJ	RA	APPROVED	2011-09-23

TX RA
APPROVED_RES

Since 2020-03-21
NJ RA
APPROVED

Since 2011-09-23

Branch Locations

Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Pearl River	NY	08/2011	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

08/2011 → Present

Morgan Stanley Smith Barney

Pearl River, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2002-06-20 → 2011-09-20

Ubs Financial Services Inc.

Paramus, NJ

Hackensack, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-01-11

S63 Uniform Securities Agent State Law Examination

1986-01-11

Other Names

Joseph Charles Costa

View on SEC IAPD