Kenneth Alan Cooper

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-12-13

MD RA
APPROVED

Since 2021-12-13

Branch Locations

Towson, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metropolitan Life Insurance Company	Towson	MD	07/1981	12/2021
Metlife Securities Inc.	Towson	MD	02/1987	12/2021
Massachusetts Mutual Life Insurance Company	Hunt Valley	MD	07/2016	12/2021
Mml Investors Services, Llc	Hunt Valley	MD	03/2017	10/2021
Lpl Financial, Llc	Towson	MD	12/2021	Present

07/1981 → 12/2021

Metropolitan Life Insurance Company

Towson, MD
02/1987 → 12/2021

Metlife Securities Inc.

Towson, MD
07/2016 → 12/2021

Massachusetts Mutual Life Insurance Company

Hunt Valley, MD
03/2017 → 10/2021

Mml Investors Services, Llc

Hunt Valley, MD
12/2021 → Present

Lpl Financial, Llc

Towson, MD

Previous Registrations

2017-03-25 → 2021-12-14

Mml Investors Services, Llc

Baltimore, MD

Hunt Valley, MD
2000-11-02 → 2017-03-25

Msi Financial Services, Inc.

Elkridge, MD

Baltimore, MD

Baltimore, MD

Other Businesses

1) 12/10/2021 - DBA for LPL Business (entity for LPL business) - Financial Solutions Advisory - 100% - Towson, MD 21286 - Started 9/2021 2) 12/10/2021 - Non-Variable Insurance - Kenneth Cooper - Towson, MD 21286 - Started 1996 3) 12/10/2021 - Outside/W-2 Employment - MetLife Group Benefits - Investment Related - Towson MD 21286 - Started 2016 4) 12/10/2021 - Notary Public - Other - Investment Related - At Reported Business Location(s) - Started 2010 - 1 Hour Per Month/ During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-05-16
S63	Uniform Securities Agent State Law Examination	1997-01-13

S66 Uniform Combined State Law Examination

2000-05-16
S63 Uniform Securities Agent State Law Examination

1997-01-13

View on SEC IAPD