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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-01-17
  • PA RA
    APPROVED
    Since 2017-01-17

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

682 N. Brookside Rd. Ste 104, Allentown, PA 18106 • United States

701 Lawn Avenue, Sellersville, PA 18960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Allentown PA 09/2009 Present
Private Advisor Group, Llc Allentown PA 01/2017 Present
Other Businesses

1. 8/16/2018 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:01/17/2017 - 100 Hours Per Month/100 Hours During Trading - Time Spent: 63% - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 01/2017. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 11/28/2018 - Integrity Wealth Partners - DBA: Integrity Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/04/2016 - 200 Hours Per Month/150 Hours During Securities Trading. 3. 12/5/2019 - Private Advisor Group - DBA: (Hybrid) Integrity Wealth Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 02/03/2017 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-03-01
  • S63 Uniform Securities Agent State Law Examination
    1999-03-01
Designations

View on SEC IAPD

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