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James Wesley Concidine

Main Management, LLC

San Francisco, CA

CRD 51869

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Employer firm

Main Management, LLC CRD 120361

$1.90B regulatory AUM 15 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Main Management, Llc

601 California Street Suite 300, San Francisco, CA 94108 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

655 Montgomery Street Suite 1400, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mmm Family Office Minneapolis MN 01/1991 Present
Main Management, Llc San Francisco CA 04/2002 Present
  • 01/1991 → Present
    Mmm Family Office
    Minneapolis, MN
  • 04/2002 → Present
    San Francisco, CA
Other Businesses

CHIEF INVESTMENT OFFICER OF MMM FAMILY OFFICE, A FAMILY INVESTMENT OFFICE. SEE EMPLOYMENT HISTORY FOR DETAILS. 80% OF TIME SPENT WITH MMM.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-11-11
  • S63 Uniform Securities Agent State Law Examination
    1991-11-11

View on SEC IAPD

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