Robert Neal Cohen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2019-08-06

MA RA
APPROVED

Since 2019-08-06

Branch Locations

Stow, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kestra Financial Services, Inc.	Austin	TX	04/2016	08/2019
Lpl Finanial Llc	Bolton	MA	08/2019	Present

04/2016 → 08/2019

Kestra Financial Services, Inc.

Austin, TX
08/2019 → Present

Lpl Finanial Llc

Bolton, MA

Previous Registrations

2016-05-25 → 2019-08-05

Kestra Advisory Services, Llc

Bolton, MA
2016-03-23 → 2016-09-22

Kestra Investment Services, Llc

Bolton, MA

Bolton, MA

Other Businesses

1)Cohen Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 03/1980 2)07/22/2019 - Cohen Financial Group - Non-Variable Insurance - inv rel - at reported business location(s) - start: 03/1980 - 90 hr/mth 2) 11/15/2023 - No Business Name - Non Inv Related - Bolton, MA - Other - Business owner - Start Date: 9/18/2023 - 5 Hrs/Mo; 0 Hrs During Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-07-12
S65	Uniform Investment Adviser Law Examination	1999-12-23

S63 Uniform Securities Agent State Law Examination

2000-07-12
S65 Uniform Investment Adviser Law Examination

1999-12-23

Designations

Chartered Financial Consultant

View on SEC IAPD