Donald Francis Codori

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1971 → Present
  National Brokerage Service
  Providence, RI
• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Providence, RI
• 09/2023 → 12/2023
  Osaic Wealth, Inc.
  Johnston, RI
• 12/2023 → Present
  Legacy Financial Advisors
  Johnston, RI
• 12/2023 → Present
  Lpl Financial
  Johnston, RI

Previous Registrations

• 2023-09-01 → 2023-12-12
  Osaic Wealth, Inc.
  Johnston, RI
• 2005-11-01 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
  Johnston, RI
  Cranston, RI
  Cranston, RI
  East Providence, RI
  Southington, CT
  Barton, VT
  Uncasville, CT
  Trumbull, CT
  North Dighton, MA
• 2003-01-24 → 2005-12-21
  Mutual Service Corporation
  Johnston, RI
• 2002-03-16 → 2002-12-31
  Eastern Point Advisors Inc.
  Johnston, RI

Other Businesses

1)12/05/2023 - Legacy Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/04/2023 - Donald F Codori - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/1968 - 5 Hr/Mth 3)12/04/2023 - Notary - State of RI - Inv Rel - Start: 01/2005 - 1 Hr/Mth 4)12/04/2023 - NATIONAL BROKERAGE SERVICE------ business closed - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 01/1971 5)12/04/2023 - PEGASUS FINANCIAL GROUP LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 08/2018

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-07-18

Designations

• Chartered Financial Consultant