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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-23
PA RA APPROVED 2014-04-02
  • TX RA
    APPROVED_RES
    Since 2021-08-23
  • PA RA
    APPROVED
    Since 2014-04-02

Branch Locations

2003 S. Easton Road Suite 100, Doylestown, PA 18901 • United States

Estero, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Jenkintown PA 02/2009 Present
Raymond James & Associates, Inc. Estero FL 06/2021 Present
Previous Registrations
  • 2007-04-02 → 2009-03-02
    Morgan Stanley & Co. Llc
    Jenkintown, PA
  • 2005-08-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Jenkintown, PA
    Jenkintown, PA
Other Businesses

(1)Name of Business: Artistic Screen Designs INC Address: 630 Davisville Rd, Willow Grove, PA, 19090, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/20/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife passed and I inherited 50% of her business. I intend to buy out her brother/partner and sell the whole business to my son.my son is representing me at the business.for now. complication right now is Virus and shutdown..

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-26
S63 Uniform Securities Agent State Law Examination 1984-10-24
  • S65 Uniform Investment Adviser Law Examination
    2022-10-26
  • S63 Uniform Securities Agent State Law Examination
    1984-10-24
Other Names
  • Douglas Peter Clark
  • Douglas P Clark

View on SEC IAPD

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