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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-03
  • NY RA
    APPROVED
    Since 2023-11-03

Branch Locations

9601 Tamiami Trail North, Naples, FL 34108 • United States

110 Linden Oaks Suite E, Rochester, NY 14625 • United States

Ciccarelli Advisory Services Inc

9601 Tamiami Trail North, Naples, FL 34108 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1986-05-09
  • FL RA
    APPROVED
    Since 1986-05-09

Branch Locations

110 Linden Oaks, Suite E, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Rochester NY 04/1984 Present
Cto Estate Planning Corp. Rochester NY 04/1984 Present
Ciccarelli Advisory Services Rochester NY 04/1984 Present
Park Central Llc Rochester NY 01/2012 11/2023
Osaic Wealth, Inc. Rochester NY 11/2023 Present
  • 04/1984 → Present
    Fsc Securities Corporation
    Rochester, NY
  • 04/1984 → Present
    Cto Estate Planning Corp.
    Rochester, NY
  • 04/1984 → Present
    Ciccarelli Advisory Services
    Rochester, NY
  • 01/2012 → 11/2023
    Park Central Llc
    Rochester, NY
  • 11/2023 → Present
    Rochester, NY
Previous Registrations
  • 2008-01-16 → 2023-11-03
    Fsc Securities Corporation
    Rochester, NY
    Naples, FL
Other Businesses

1. CTO ESTATE PLANNING/OWNER/INSURANCE SALES/SINCE 1984/LESS THAN 20 HOURS A MONTH 2. OWNER OF PARK CENTRAL TAX OFFICES. START DATE 12/1/08, LESS THAN 10 HOURS PER MONTH DEVOTED TO OVERSIGHT. NO TAX PREPARATION IS PERFORMED BY THE REP, HE IS SIMPLY THE OWNER OF THE LLC. 3. PARK CENTRAL LLC; INVESTMENT-RELATED; 110 LINDEN OAKS STE E; PARTNER; 01/01/2012; 5 HOURS/5 SECURITY HOURS; CHANGE IN OWNERSHIP OF ROCHESTER NY OFFICE OF CICCARELLI ADVISORY SERVICES. WAS A SOLE PROPRIETORSHIP, NOW AN LLC. 4. FLEXIBLE PLANNING CORPORATION POSITION: Owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1984 ADDRESS: 110 Linden Oaks, Suite E, Rochester NY 14625, United States DESCRIPTION: Flexible Planning Corporation was established in 1984 but not used. In 2012 Park Central Tax, a previously approved OBA, was established under Flexible Planning Corporation. I am the owner of both Flexible Planning Corporation and Park Central Tax. 5. Ciccarelli Advisory Services Inc. POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/1984 ADDRESS: 110 Linden Oaks, Suite E, Rochester NY 14625, United States DESCRIPTION: Investment Adviser Representative

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-07-22
  • S63 Uniform Securities Agent State Law Examination
    1994-07-22

View on SEC IAPD

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