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Harry Duvall Childers

Stifel, Nicolaus & Company, Incorporated

Mobile, AL

CRD 45738

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-30
AL RA APPROVED 2015-07-07
  • TX RA
    APPROVED_RES
    Since 2019-07-30
  • AL RA
    APPROVED
    Since 2015-07-07

Branch Locations

3600 Springhill Business Park Suite 1000, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Mobile AL 07/2015 Present
Previous Registrations
  • 2005-03-16 → 2015-07-07
    Intl Advisory Consultants Inc.
    Birmingham, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-06
S63 Uniform Securities Agent State Law Examination 1980-09-12
  • S65 Uniform Investment Adviser Law Examination
    1993-08-06
  • S63 Uniform Securities Agent State Law Examination
    1980-09-12
Other Names
  • Harry D Childers
  • Harry Duvall Childers

View on SEC IAPD

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