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Gary Alan Chiate

Stifel, Nicolaus & Company, Incorporated

Oxnard, CA

Sherman Oaks, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-17
TX RA APPROVED 2025-06-17
  • CA RA
    APPROVED
    Since 2025-06-17
  • TX RA
    APPROVED
    Since 2025-06-17

Branch Locations

1000 Town Center Dr. Suite 450, Oxnard, CA 93030 • United States

15303 Ventura Blvd. Suite 1520, Sherman Oaks, CA 91403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Los Angeles CA 04/2003 06/2025
Stifel Sherman Oaks CA 06/2025 Present
Previous Registrations
Other Businesses

1. Big Hole Meadows LLC; 4601 Poe Ave Woodland Hills CA 91364; A family ranch in Montana. It is not a business; Partner with three of my sons; Cowboy; 01/01/2003; 0 hrs/day; Not during security trading hours; Not Investment-Related

View on SEC IAPD

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