Allan James Chappelle

Current Employers

Employment History

• 01/1985 → Present
  Chappelle Consulting Group, Inc.
  Birmingham, AL
• 04/2016 → 12/2025
  Kestra Advisory Services, Llc
  Birmingham, AL
• 12/2014 → 12/2025
  Kestra Investment Services, Llc
  Birmingham, AL
• 12/2025 → Present
  Cetera Wealth Services, Llc
  Birmingham, AL
• 12/2025 → Present
  Cetera Investment Advisors Llc
  Birmingham, AL
• 12/2025 → Present
  Ella Valley Wealth Advisors
  Birmingham, AL
• 12/2025 → Present
  Chappelle Benefits;
  Birmingham, AL

Previous Registrations

• 2016-04-19 → 2025-12-10
  Kestra Advisory Services, Llc
  Austin, TX
  Birmingham, AL
• 2014-12-15 → 2016-09-22
  Kestra Investment Services, Llc
  Birmingham, AL
  Austin, TX
• 2010-09-24 → 2014-11-04
  Financial Telesis Inc
  San Rafael, CA
  Birmingham, AL
• 2009-01-02 → 2010-09-27
  Nrp Advisors, Inc.
  Birmingham, AL
  Bryan, OH
• 2004-01-07 → 2008-12-31
  Concourse Financial Group Securities, Inc.
  Birmingham, AL
  Birmingham, AL
  Birmingham, AL

Other Businesses

1. NAME OF OTHER BUSINESS: CHAPPELLE PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 02/2011; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OWN THE COMMERCIAL BUILDING AND RENT OUT THE SPACE; 2. NAME OF OTHER BUSINESS: CHAPPELLE CONSULTING GROUP, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: QUALIFIED RETIREMENT CONSULTING AND INVESTMENT ADVISORY SERVICES; START DATE: 04/1985; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: MANAGEMENT AND SALES PRODUCER; 3. NAME OF OTHER BUSINESS: ELLA VALLEY WEALTH ADVISORS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: 3, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: CHAPPELLE BENEFITS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RETIREMENT INVESTING SERVICES; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT/OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDE RETIREMENT PLAN INVESTMENT SERVICES TO CLIENTS;

Exams

• S66 Uniform Combined State Law Examination
  2004-04-16
• S63 Uniform Securities Agent State Law Examination
  1999-12-27