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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-01-19
TX RA APPROVED_RES 2019-01-25
  • AZ RA
    APPROVED
    Since 2021-01-19
  • TX RA
    APPROVED_RES
    Since 2019-01-25

Branch Locations

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Goodyear, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fox Valley Financial Consultants, Inc Geneva IL 05/1999 08/2025
Ausdal Financial Partners, Inc. St. Charles IL 08/2009 Present
Previous Registrations
  • 1998-02-17 → 2009-08-20
    Waterstone Financial Group, Inc.
    Geneva, IL
    Geneva, IL
  • 1998-01-12 → 2006-08-22
    Heritage Capital Management Inc
    Geneva, IL
  • 1997-12-23 → 2003-12-31
    Sterling Portfolio Allocation Service Inc
    Geneva, IL
Other Businesses

1. FIXED INSURANCE AND ANNUITY SALES, SINCE 8/1972; GOODYEAR, AZ; NOT INVESTMENT RELATED ACTIVITY. 5 HOURS A MONTH DEVOTED TO THIS ACTIVITY ALL ARE DURING TRADING HOURS.NON INVESTMENT RELATED. COMMISSION BASED INCOME.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-20
S63 Uniform Securities Agent State Law Examination 1983-08-02
  • S65 Uniform Investment Adviser Law Examination
    1997-11-20
  • S63 Uniform Securities Agent State Law Examination
    1983-08-02

View on SEC IAPD

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