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5251 Dtc Parkway Suite 1185, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2016-09-30 |
| NM | RA | APPROVED | 2016-09-12 |
| CO | RA | APPROVED | 2016-09-06 |
Branch Locations
1155-B Commerce Court, Las Cruces, NM 88011 • United States
5251 Dtc Parkway Suite 1185, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cavill & Company | Arvada | CO | 07/1975 | Present |
| Royal Alliance Associates, Inc. | Arvada | CO | 11/1989 | 09/2016 |
| Lpl Financial, Llc | Las Cruces | NM | 09/2016 | Present |
| Marshall Investment Management, Llc | Las Cruces | NM | 09/2016 | Present |
1.09/06/2016; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Cavill and Company; Investment Related; at Reported Business Location(s); Start Date 01/01/1983; 200hrs/mth; 8hrs during trading 2.09/06/2016; Trails; Other - Non-Variable Insurance Trails only; Investment Related; 1942 Lone Tree Lane Las Cruces,NM; Start Date 06/01/1976; 0hrs/mth; 0hrs during trading 3.09/14/2016; (Hybrid) Marshall Investment Management / Marshall Investment Management; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 09/07/2016; 200hrs/mth; 8hrs during trading; I provide investment advisory services through Marshall Investment Management, an independent investment advisor firm. I started this business activity in 09/2016. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4.08/25/2018; Ronald W. Cavill; Tax Prep/Accounting/CPA; Investment Related; LAS CRUCES,NM; Start Date 07/01/2017; 40hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-05-03 |
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