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Current Employers
Marshall Investment Management, Llc

5251 Dtc Parkway Suite 1185, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-09-30
NM RA APPROVED 2016-09-12
CO RA APPROVED 2016-09-06
  • VA RA
    APPROVED
    Since 2016-09-30
  • NM RA
    APPROVED
    Since 2016-09-12
  • CO RA
    APPROVED
    Since 2016-09-06

Branch Locations

1155-B Commerce Court, Las Cruces, NM 88011 • United States

5251 Dtc Parkway Suite 1185, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cavill & Company Arvada CO 07/1975 Present
Royal Alliance Associates, Inc. Arvada CO 11/1989 09/2016
Lpl Financial, Llc Las Cruces NM 09/2016 Present
Marshall Investment Management, Llc Las Cruces NM 09/2016 Present
  • 07/1975 → Present
    Cavill & Company
    Arvada, CO
  • 11/1989 → 09/2016
    Royal Alliance Associates, Inc.
    Arvada, CO
  • 09/2016 → Present
    Lpl Financial, Llc
    Las Cruces, NM
  • 09/2016 → Present
    Las Cruces, NM
Previous Registrations
  • 2006-10-25 → 2016-09-09
    Las Cruces, NM
    Lakewood, CO
    Denver, CO
    Denver, CO
Other Businesses

1.09/06/2016; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Cavill and Company; Investment Related; at Reported Business Location(s); Start Date 01/01/1983; 200hrs/mth; 8hrs during trading 2.09/06/2016; Trails; Other - Non-Variable Insurance Trails only; Investment Related; 1942 Lone Tree Lane Las Cruces,NM; Start Date 06/01/1976; 0hrs/mth; 0hrs during trading 3.09/14/2016; (Hybrid) Marshall Investment Management / Marshall Investment Management; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 09/07/2016; 200hrs/mth; 8hrs during trading; I provide investment advisory services through Marshall Investment Management, an independent investment advisor firm. I started this business activity in 09/2016. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4.08/25/2018; Ronald W. Cavill; Tax Prep/Accounting/CPA; Investment Related; LAS CRUCES,NM; Start Date 07/01/2017; 40hrs/mth; 0hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-05-03
  • S63 Uniform Securities Agent State Law Examination
    1983-05-03
Designations
Other Names
  • Ronald William Cavill

View on SEC IAPD

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