Tony M. Carter

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Tampa, FL
• 09/2023 → Present
  Osaic Wealth, Inc.
  Dade City, FL

Previous Registrations

• 2008-10-31 → 2023-09-01
  Osaic Services, Inc.
  Dade City, FL
• 2000-04-20 → 2008-10-31
  American General Securities Incorporated
  Tampa, FL

Other Businesses

1) INSURANCE; OWNER/AGENT; 1973; 50;20; LIFE INSURANCE SALES. 2) SAGEPOINT FINANCIAL'S RIA; YES; 8875 HIDDEN RIVER, SUITE 300, TAMPA, FL 33637; INVESTMENT ADVISORY SERVICES; AGENT; 1/1/2002; 5;2; I AM AN INVESTMENT ADVISOR REPRESENTATIVE UNDER SAGEPOINT'S CORPORATE RIA 3) MIDWEST SELECT, LLC POSITION: Owner NATURE: Midwest Select is registered with the state of Illinois as an LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1989 ADDRESS: 8875 Hidden River Pkwy, Tampa, Tampa FL 33637, United States DESCRIPTION: collect life insurance renewals, if any that month 4) TONY CARTER POSITION: agent NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 11/16/1972 ADDRESS: 8875 Hidden River Parkway, Suite 300, Tampa, FL FL 33637, United States DESCRIPTION: service clients and look for additional opportunities to add additional clients

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-10
• S63 Uniform Securities Agent State Law Examination
  1988-10-28

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Tony Mac Carter
• Tony Mac Carter