Richard Thomas Campbell

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2022-07-07
NY	RA	APPROVED	2021-07-29
WA	RA	APPROVED	2011-06-02
CA	RA	APPROVED	2007-05-01

OR RA
APPROVED

Since 2022-07-07
NY RA
APPROVED

Since 2021-07-29
WA RA
APPROVED

Since 2011-06-02
CA RA
APPROVED

Since 2007-05-01

Branch Locations

Pacific Grove, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Orange	CA	05/2007	Present

05/2007 → Present

Centaurus Financial, Inc.

Orange, CA

Previous Registrations

1997-07-08 → 2007-05-07

Cetera Wealth Services, Llc

Pacific Grove, CA

Pleasant Hill, CA

Other Businesses

RICHARD T. CAMPBELL POSITION: Sole Proprietor NATURE: Sales and service of individual and small group health insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1973 ADDRESS: Pacific Grove CA 93950, United States DESCRIPTION: Sales and service of individual and small group health insurance. Includes consulting, recommending and installing contracts.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-08-15

S63 Uniform Securities Agent State Law Examination

1986-08-15

View on SEC IAPD