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Current Employers
Calamos Wealth Management Llc

2020 Calamos Court, Naperville, IL 60563-2787 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-01-23
  • IL RA
    APPROVED
    Since 2015-01-23

Branch Locations

2020 Calamos Court, Naperville, IL 60563-2787 • United States

Calamos Advisors Llc

2020 Calamos Court, Naperville, IL 60563-2787 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-01-06
  • IL RA
    APPROVED
    Since 2015-01-06

Branch Locations

2020 Calamos Court, Naperville, IL 60563-2787 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Calamos Financial Services Llc Naperville IL 04/1987 Present
Calamos Advisors Llc Naperville IL 01/1993 Present
Calamos Wealth Management Llc Naperville IL 01/1993 Present
Previous Registrations
Other Businesses

Illinois Institute of Technology, 10 West 35th Street Chicago, IL 60616-3793. Illinois Institute of Technology is a private, technology-focused, research university offering undergraduate and graduate degrees in engineering, science, architecture, business, design, human sciences, applied technology, and law. This is not investment related. As a Member of the Board of Trustees my duties include attending board meetings to serve and manage the affairs of Illinois Institute of Technology. I have been associated with Illinois Institute of Technology since 01/2014. I anticipate spending 1 hour per month on this activity and zero hours per month during trading hours. I am not compensated for this activity. The FAITH Endowment: An Endowment for Orthodoxy and Hellenism. 499 Park Avenue, New York, NY 10022. I am a member of the Investment Committee since January 2013, and this activity is investment related. I anticipate spending 1 hour per month on this activity and 1 during trading hours. My duties include participating in monthly remote investment committee meetings to review the Endowment's investment strategy and policy, oversee portfolio performance, and monitor investment risk levels. I am not compensated for this activity.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-01-07
S65 Uniform Investment Adviser Law Examination 1993-01-07
  • S63 Uniform Securities Agent State Law Examination
    1993-01-07
  • S65 Uniform Investment Adviser Law Examination
    1993-01-07
Other Names
  • John Peter Calamos

View on SEC IAPD

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