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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-21 |
| OH | RA | APPROVED | 2009-06-01 |
Branch Locations
4449 Easton Way Suite 300, Columbus, OH 43219 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Columbus | OH | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
(1) 509242 - Jewish Community Center of Houston; Not Investment Related; Houston, TX; Non-Profit; Finance Committee; Start March 2022; During business hours: 0; After business hours: 6; Accounting/Bookkeeping. (2) 509247 - Jewish Family Services; Not Investment Related; Houston, TX; Non-Profit; Finance Committee; Start March 2022; During business hours: 4; After business hours: 4; Accounting/Bookkeeping.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1980-02-08 |
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