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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 10/2009 | 09/2023 |
| Bank Of America, N.A. | Lincoln | RI | 08/2014 | 09/2023 |
| Citizens Securities Inc., | Johnston | RI | 09/2023 | 07/2024 |
| Transamerica Investors Securities Corporation | Mansfield | MA | 09/2024 | Present |
| Transamerica Life Insurance Company | Mansfield | MA | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-16 |
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