Herbert Charles Buchbinder

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2025-07-08
MO	RA	APPROVED	2025-07-02
TX	RA	APPROVED_RES	2018-03-08

KS RA
APPROVED

Since 2025-07-08
MO RA
APPROVED

Since 2025-07-02
TX RA
APPROVED_RES

Since 2018-03-08

Branch Locations

Overland Park, KS • United States

4622 Pennsylvania Avenue Suite 1210, C, Kansas City, MO 64112 • United States

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Kansas City	MO	05/2016	Present

05/2016 → Present

Stifel Nicolaus & Co Inc

Kansas City, MO

Other Businesses

1.BFI LLC, 8137 WEST 99TH STREET OVERLAND PARK KS 66212;FAMILY LIMITED PARTNERSHIP FOR ESTATE PLANNING PURPOSES; BUCHBINDER, STOPLER AND SWANSO; MAKES INVESTMENT DECISIONS, WITHDRAW FUNDS FOR FAMILY MEMBERS MANAGING PARTNER; AFFILIATION STARTED 09/30/2006; 2 HOURS PER WEEK; DURING SECURITIES TRADING HOURS; INVESTMENT-RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-07-01
S63	Uniform Securities Agent State Law Examination	1980-09-08

S65 Uniform Investment Adviser Law Examination

2025-07-01
S63 Uniform Securities Agent State Law Examination

1980-09-08

View on SEC IAPD