Clifford John Brott

Current Employers

Capital Ideas

12720 Hillcrest Rd Suite 910, Dallas, TX 75230 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1998-05-01

TX RA
APPROVED

Since 1998-05-01

Branch Locations

12720 Hillcrest Rd Suite 910, Dallas, TX 75230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital Ideas, Inc.	Dallas	TX	06/1995	Present
Alliance Financial Group, Inc	Fort Worth	TX	05/2006	04/2020
Rhodes Securities, Inc.	Fort Worth	TX	04/2020	Present

06/1995 → Present

Capital Ideas, Inc.

Dallas, TX
05/2006 → 04/2020

Alliance Financial Group, Inc

Fort Worth, TX
04/2020 → Present

Rhodes Securities, Inc.

Fort Worth, TX

Other Businesses

1.) Rhodes Securities, Inc. (Member FINRA/SIPC); Registered Representative; started April 2020. 2.) Network of Community Ministries; Non-Investment Related; Richardson, Tx; Social Services; Director; 08/2023;Approximately 8 hours per month; Approximately 8 hours per month during securities trading hours; Board Member. 3.) Capital Ideas, Inc. (TX IA FIRM), investment advisor representative Dec 2022 4.) Alliance Financial Holdings LLC (holding company) April 2020

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-06-13

S63 Uniform Securities Agent State Law Examination

1991-06-13

Designations

Other Names

C J Brott
Clifford John Brott

View on SEC IAPD

Current Employers

Capital Ideas

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews