Clifford John Brott

Employer firm

Capital Ideas CRD 114352

$336M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1995 → Present
  Capital Ideas, Inc.
  Dallas, TX
• 05/2006 → 04/2020
  Alliance Financial Group, Inc
  Fort Worth, TX
• 04/2020 → Present
  Rhodes Securities, Inc.
  Fort Worth, TX

Other Businesses

1.) Rhodes Securities, Inc. (Member FINRA/SIPC); Registered Representative; started April 2020. 2.) Network of Community Ministries; Non-Investment Related; Richardson, Tx; Social Services; Director; 08/2023;Approximately 8 hours per month; Approximately 8 hours per month during securities trading hours; Board Member. 3.) Capital Ideas, Inc. (TX IA FIRM), investment advisor representative Dec 2022 4.) Alliance Financial Holdings LLC (holding company) April 2020

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-06-13

Designations

• Certified Financial Planner

Other Names

• C J Brott
• Clifford John Brott