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2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2006-01-17 |
Branch Locations
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dominion Investor Services, Inc. | Evergreen | CO | 01/1991 | 06/2023 |
| Financial Advisory By Thomas S. Brister | Evergreen | CO | 11/1989 | Present |
| Dominion Portfolio Management, Inc. | Horseshoe Bay | TX | 01/2006 | Present |
| Calton & Associates, Inc. | Evergreen | CO | 07/2023 | Present |
(1)THE ACTIVITES CONDUCTED THROUGH FINANCIAL ADVISORY BY THOMAS BRISTER, INVESTMENT RELATED,32180 INVERNESS DRIVE, EVERGREEN, CO 80439, OWNER/PROPRIETOR ARE: I PROVIDE FINANCIAL PLANNING ON A NON-FEE BASIS TO ESTABLISH FINANCIAL GOALS AND OBJECTIVES; IMPLEMENTATION OF INVESTMENTS AND INSURANCE PRODUCTS DESIGNED TO HELP CLIENTS ACHIEVE THEIR FINANCIAL GOALS AND OBJECTIVES; CASH MANAGEMENT AND BUDGETING; INSURANCE INCLUDING LIFE, HEALTH AND DISABILITY; INVESTMENT AND ASSET MANAGEMENT; 2) PROVIDE CLIENTS THE OPPORTUNITY TO PURCHASE PRECIOUS METALS, COINS AND GEMS; (3) PROVIDE INSURANCE PRODUCTS INCLUDING LIFE, HEALTH, ACCIDENT, ANNUITIES AND INDEXED ANNUITIES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-04-11 |
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