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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-30 |
| CA | RA | APPROVED | 2023-01-25 |
Branch Locations
13500 Evening Creek Dr N, Suite 100, San Diego, CA 92128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | La Mesa | CA | 09/1978 | 01/2023 |
| Bank Of America,N.A. | San Diego | CA | 06/2011 | 01/2023 |
| Raymond James & Associates, Inc. | San Diego | CA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1980-11-13 |
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