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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-02-10 |
| MA | RA | APPROVED | 2021-11-17 |
Branch Locations
300 Ballardvale Street, Wilmington, MA 01887 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Financial Corp | Lexington | MA | 12/1994 | 11/2020 |
| Commonwealth Financial Network | Waltham | MA | 08/2011 | 11/2021 |
| Summit Financial Corp., A Division Of Hub International | Wilmington | MA | 11/2020 | 11/2021 |
| Lpl Financial, Llc | Wilmington | MA | 11/2021 | Present |
| Hub International | Wilmington | MA | 11/2017 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 11/2021 | Present |
1) 11/2021 - DBA for LPL Business (entity for LPL business) - HUB Retirement and Wealth Management - Investment Related - Wilmington, MA 01891 2) 11/2017 - Outside/W-2 Employment - HUB International - Not Investment Related - Wilmington, MA 01891 3) 11/2021 - Non-Variable Insurance - HUB Retirement and Wealth Management - Investment Related - Wilmington, MA 01891 4) Pension administration and actuarial services 5) Treasurer of Ocean Isle Condo Association
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-18 |
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