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James Larry Biggers

Morgan Stanley

Charlotte, NC

Charlotte, NC

CRD 21318

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-11-24
NC RA APPROVED 2010-07-13
  • TX RA
    APPROVED_RES
    Since 2010-11-24
  • NC RA
    APPROVED
    Since 2010-07-13

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Charlotte NC 07/2010 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/2010 → Present
    Morgan Stanley Smith Barney
    Charlotte, NC
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2008-10-07 → 2009-04-27
    Park Meridian Advisors Llc
    Charlotte, NC
  • 2007-04-02 → 2008-08-01
    Morgan Stanley & Co. Llc
    Tryon, NC
  • 2001-12-31 → 2007-04-02
    Morgan Stanley Dw Inc.
    Tryon, NC
Other Businesses

*495784 - Estate; Investment related Yes; Charlotte, North Carolina; Executor/Co-Executor; 02/2022; During business hours: 0; After business hours: 5

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-02
S63 Uniform Securities Agent State Law Examination 1981-03-27
  • S65 Uniform Investment Adviser Law Examination
    1995-10-02
  • S63 Uniform Securities Agent State Law Examination
    1981-03-27
Other Names
  • James Larry Biggers
  • J Larry Biggers
  • Larry Biggers

View on SEC IAPD

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