Alan Saul Bernstein

Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1978 → 01/2025
  Stratigraphic Asset Management Inc.
  Coral Gables, FL
• 01/2025 → Present
  Neuberger Berman Bd Llc
  New York, NY

Previous Registrations

• 1997-06-06 → 2025-01-17
  Stratigraphic Asset Management, Inc.
  Coral Gables, FL

Other Businesses

Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis.

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-08-20
• S65 Uniform Investment Adviser Law Examination
  1997-03-17