William R Berkowitz

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1985 → 03/2020
  Bpu Investment Management Inc.
  Pittsburgh, PA
• 03/2020 → 06/2025
  Lpl Financial Llc
  Boca Raton, FL
• 03/2020 → Present
  Wealth Enhancement Advisory Services, Llc
  Boca Raton, FL
• 03/2020 → Present
  Wealth Enhancement Group
  Plymouth, MN
• 03/2020 → Present
  Wealth Enhancement Advisory Services
  Plymouth, MN

Previous Registrations

• 2004-03-29 → 2020-03-06
  Bpu Investment Management Inc.
  Pittsburgh, PA
  Pittsburgh, PA
  Greensburg, PA
  Pittsburgh, PA

Other Businesses

1. 3/2/2020 - BPU INVESTMENT MANAGEMENT INC - Investment Related - Business Entity For Tax/Investment Purposes Only - No title and No role, its a passive investment. 2. 3/11/2020 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 3/1/2000 - 100 Hours Per Month/1 Hour During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 3/2020. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-26
• S63 Uniform Securities Agent State Law Examination
  1983-06-30

Other Names

• William Richard Berkowitz
• William Berkowitz