Michael Hillel Bergman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-08-01 → 2013-09-03
  Walnut Street Securities, Inc.
  Danbury, CT
  Danbury, CT
  Nesconset, NY
  Danbury, CT
• 1994-07-28 → 2003-08-01
  Nathan & Lewis Securities, Inc.
  Danbury, CT

Other Businesses

1. INDEPENDENT INSURANCE AGENT MICHAEL H. BERGMAN, CLU DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE BEGAN 09/1993, 11HRS/WKDY,4HRS/WKED 2. NAME OF OTHER BUSINESS: DBA SYNERGY LIFE INSURANCE STRATEGIES LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE; START DATE: 09/12/2016; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: 20 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE BUSINESS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-02-14