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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2018-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diversified Investment Advisors | Nashville | TN | 06/2006 | 01/2018 |
| Diversified Investors Securities Corp. | Nashville | TN | 06/2006 | 01/2018 |
| Gwfs Equities, Inc. | Greenwood Village | CO | 01/2018 | 02/2018 |
| Transamerica Investors Securities Corporation | Mt. Juliet | TN | 03/2018 | Present |
| Transamerica Retirement Solutions | Mt. Juliet | TN | 02/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-08 |
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