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John Anthony Battista

Janney Montgomery Scott LLC

Radnor, PA

CRD 14803

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-11
PA RA APPROVED 2023-08-24
TX RA APPROVED 2023-08-24
  • FL RA
    APPROVED
    Since 2023-09-11
  • PA RA
    APPROVED
    Since 2023-08-24
  • TX RA
    APPROVED
    Since 2023-08-24

Branch Locations

150 Radnor-Chester Road Suite B-100, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Radnor PA 02/2012 11/2016
Wells Fargo Clearing Services, Llc Radnor PA 11/2016 08/2023
Janney Montgomery Scott Llc Radnor PA 08/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-07-27
S63 Uniform Securities Agent State Law Examination 1988-06-22
  • S65 Uniform Investment Adviser Law Examination
    1993-07-27
  • S63 Uniform Securities Agent State Law Examination
    1988-06-22
Designations
  • Certified Financial Planner

View on SEC IAPD

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