George Ernest Bates

Current Employers

Employment History

• 10/1982 → Present
  Bates Securities, Inc.
  Rockford, IL
• 01/1985 → Present
  Bates Financial Advisors, Inc.
  Rockford, IL
• 02/1995 → Present
  Bates Financial Services, Inc.
  Rockford, IL
• 10/2002 → Present
  Bates Financial Group, Inc.
  Rockford, IL

Previous Registrations

• 1998-05-24 → 2017-12-31
  Bates Financial Advisors, Inc.
  Rockford, IL
  Rockford, IL

Other Businesses

1. BATES FINANCIAL ADVISORS, INC., INVESTMENT RELATED, 8437 NORTHERN AVENUE, ROCKFORD, IL 61107, OWNER/PRESIDENT/CCO/ADVISOR, STARTED JANUARY 1985, APPROXIMATELY 106 HOURS PER MONTH DURING TRADING HOURS, INVESTMENT ADVISOR. 2. BATES FINANCIAL SERVICES, INC., INVESTMENT RELATED, 8437 NORTHERN AVENUE, ROCKFORD, IL 61107, OWNER/PRESIDENT/INSURANCE AGENT, STARTED FEBRUARY 1995, APPROXIMATELY 1 HOUR PER MONTH DURING TRADING HOURS, INSURANCE AGENT. 3. BATES QUARTER HORSES, NON-INVESTMENT RELATED, 18427 E MCNEAL RD, MONROE CENTER, IL 61052, A RACING HORSE PARTNER OF DENNIS CROOKS, STARTED 1985, APPROXIMATELY 50 HOURS/MONTH, 10 HOURS/MONTH DURING TRADING HOURS, BUY, SELL, BREED, AND RACE HORSES. 4. GUATEMALAN CHILDREN'S EDUCATION AND RELIEF FUND NFP, NON-INVESTMENT RELATED, LOCATED AT 18427 MCNEAL ROAD, MONROE CENTER, IL 61052, PRESIDENT, STARTED FEBRUARY 24, 2006, APPROXIMATELY 6 1/2 HOURS PER MONTH DURING NON-TRADING HOURS, MAKES DECISIONS ON HOW TO SPEND NFP MONEY FOR NEEDS OF GUATEMALAN CHILDREN.

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-08-03

Other Names

• George E Bates