Cynthia Bassett

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	1999-08-16
TX	RA	APPROVED_RES	1995-01-28

OH RA
APPROVED

Since 1999-08-16
TX RA
APPROVED_RES

Since 1995-01-28

Branch Locations

30050 Chagrin Boulevard Suite 200, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Pepper Pike	OH	07/1992	Present

07/1992 → Present

Ubs Financial Services Inc.

Pepper Pike, OH

Other Businesses

CYNTHIA BASSETT PRODUCTIONS INC., CLEVELAND, OH. NOT INVESTMENT RELATED. BUSINESS - PRODUCE EDUCATIONAL TRAVEL DVD'S. TITLE - PRESIDENT. START DATE - 12/06/2004. 10 HOURS PER MONTH. DUTIES - PHOTOGRAPH FAR AWAY PLACES ON MY ANNUAL 3 WEEK VACATION, THEN OVERSEE PRODUCTION WITH MY PRODUCTION MANAGER.2) CCWA FOUNDATION / 812 HURON RD STE 620 CLEVELAND,OH 44115 / FOUNDATION/ INVESTMENT COMMITTEE / OFFICER / / SCHEDULE QUARTERLY MEETINGS AND INVESTMENT COMMITTEE REVIEWS VANGUARD HOLDINGS / START DATE 7/1/2013 / 3)CLEVELAND INSTITUTE OF MUSIC / 11021 EAST BLVD CLEVELAND,OH 44106 / OTHER/ EDUCATION / TEACHING MUSIC STUDENTS / TRUSTEE / / SERVE ON INVESTMENT COMMITTEE -ASSETS MANAGED BY HARTLAND CO / START DATE 12/05/2012 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-09-06
S63	Uniform Securities Agent State Law Examination	1979-08-03

S65 Uniform Investment Adviser Law Examination

2000-09-06
S63 Uniform Securities Agent State Law Examination

1979-08-03

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews