Fernando Omar Barzana

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-08-27

FL RA
APPROVED

Since 2021-08-27

Branch Locations

Coral Gables, FL • United States

2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Coral Gables	FL	06/2016	11/2016
Wells Fargo Clearing Services, Llc	Coral Gables	FL	11/2016	08/2021
Stifel Nicolaus & Co Inc	Miami	FL	08/2021	Present

06/2016 → 11/2016

Wells Fargo Advisors, Llc

Coral Gables, FL
11/2016 → 08/2021

Wells Fargo Clearing Services, Llc

Coral Gables, FL
08/2021 → Present

Stifel Nicolaus & Co Inc

Miami, FL

Previous Registrations

2016-06-03 → 2021-08-30

Wells Fargo Clearing Services, Llc

Coral Gables, FL

Miami, FL
1983-05-09 → 2016-06-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX

Coral Gables, FL

Coral Gables, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-04-02
S63	Uniform Securities Agent State Law Examination	1989-03-29

S65 Uniform Investment Adviser Law Examination

1996-04-02
S63 Uniform Securities Agent State Law Examination

1989-03-29

View on SEC IAPD