Brooks Paulding Bartlett

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → Present
  Sunset Financial Services
  Kansas City, MO
• 11/2011 → Present
  Kansas City Life
  Kansas, MO
• 11/2014 → 09/2016
  Securities America, Inc.
  Falmouth, MA
• 09/2016 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2014-12-11 → 2016-09-30
  Securities America Advisors, Inc.
  Falmouth, MA
  Cary, NC

Other Businesses

Selling fixed insurnace products under 'Keeling Financial Strategies, Inc.' Investment related and conducted from branch location

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-04-26

Designations

• Chartered Financial Consultant

Other Names

• Brooks P Bartlett
• Brooks Paulding Bartlett
• Brooks Paul Bartlett