Christopher Richard Bartkus

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1976 → Present
  Compensation Programs Inc Of Florida
  Clearwater, FL
• 07/2008 → 09/2019
  Summit Brokerage Services Inv
  Clearwater, FL
• 07/2008 → 05/2021
  Summit Finanacial Group Inc
  Clearwater, FL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-08-29 → 2021-05-20
  Summit Financial Group Inc
  Clearwater, FL
• 2003-06-13 → 2008-07-29
  Raymond James Financial Services, Inc.
  Clearwater, FL
• 1992-08-12 → 2003-06-23
  Sunamerica Securities, Inc.
  Clearwater, FL

Other Businesses

(1) CHRISTOPHER R. BARTKUS; SINCE 01/01/1980; SAME AS BRANCH ADDRESS; NOTARY; NOTARIZING; 1 HOUR SPENT ON ACTIVITY PER MONTH, 1 HOUR SPENT ON ACTIVITY DURING TRADING (2) BARTKUS FAMILY TRUST; SINCE 01/01/1990; SAME AS BRANCH ADDRESS; TRUSTEE; ACT AS TRUSTEE; 0.5 SPENT ON THIS ACTIVITY PER MONTH; 0 HOURS SPENT DURING BUSINESS HOURS (3) CPI OF FL; SINCE 01/01/1974; SAME AS BRANCH ADDRESS; PRESIDENT; Insurance agency. Products offered are life and health insurance. Duties include selling and reviewing these products with clients; 8 HOURS SPENT ON ACTIVITY PER MONTH, 1 HOUR SPENT DURING TRADING HOURS (4) MISSOURI AVENUE ASSOCIATES; SINCE 01/01/1979; SAME AS BRANCH ADDRESS; OWNER;Manage the commercial property. Tenants are both active and potential clients. Tenants are all working professioals i.e., CPA, architech, etc. I am the active manager for the property; 4 HOURS SPENT ON ACTIVITY PER MONTH, 0 SPENT ON THIS ACTIVITY DURING HOURS; 5) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/2026; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-14
• S63 Uniform Securities Agent State Law Examination
  1986-08-19

Other Names

• Christopher R Bartkus