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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-06-17 |
| TX | RA | APPROVED | 2021-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Meadville | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Meadville | PA | 11/2016 | 06/2021 |
| Raymond James Financial Services, Inc. | Hermitage | PA | 06/2021 | Present |
| Ristvey Investment Group | Hermitage | PA | 06/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Hermitage | PA | 06/2021 | Present |
1) Ristvey Investment Group Not Investment Related Address: Hermitage, PA Nature: Support Company / DBA ( Non-Owner ) Start Date: 06/17/2021 Position/Title: Advisor Hours Per Month Devoted: 0 Hours Per Month Devoted During Securities Trading: 0 Duties: Support Company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-26 |
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