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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
AR RA APPROVED 2018-06-22
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • AR RA
    APPROVED
    Since 2018-06-22

Branch Locations

620 Chestnut St, Conway, AR 72032-5404 • United States

1208 Oak St, Conway, AR 72032 • United States

2171 W Main St, Cabot, AR 72023 • United States

Cabot, AR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Centennial Bank (Formerly Known As Community Bank Of Arkansas) Cabot AR 09/2007 Present
Investment Professionals Inc San Antonio TX 10/2014 09/2018
Ameriprise Financial Services, Inc Cabot AR 06/2018 03/2020
Ameriprise Financial Services, Llc Cabot AR 03/2020 Present
  • 09/2007 → Present
    Centennial Bank (Formerly Known As Community Bank Of Arkansas)
    Cabot, AR
  • 10/2014 → 09/2018
    Investment Professionals Inc
    San Antonio, TX
  • 06/2018 → 03/2020
    Ameriprise Financial Services, Inc
    Cabot, AR
  • 03/2020 → Present
    Cabot, AR
Previous Registrations
  • 2014-10-01 → 2018-09-24
    Investment Professionals, Inc.
    San Antonio, TX
    Cabot, AR
    Little Rock, AR
    San Antonio, TX
  • 2008-02-28 → 2014-10-02
    Cabot, AR
    San Diego, CA
    Cabot, AR
    Conway, AR
    Beebe, AR
    Beebe, AR
    Cabot, AR
    Cabot, AR
    Cabot, AR
    Jacksonville, AR
    Jacksonville, AR
    1916 West Main Street, AR
    Cabot, AR
    Conway, AR
    Conway, AR
  • 2007-09-21 → 2008-03-04
    Uvest Financial Services Group, Inc.
    Cabot, AR
Other Businesses

Board of Directors; Mt Carmel Cemetery; Board Member; Hwy 89-321, , Cabot, AR, 72023; Not Investment-Related; 03/01/2017; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Centennial Bank; Financial Advisor - Financial Advisor; ; 2171 West Main St.Cabot, AR 72023, ,; Investment-Related; 09/10/2007; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Degray Liquor; Wine and spirits retailer; 5005 Valley St.Arkadelphia, AR 71923, ,; Not Investment-Related; 02/01/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-11
  • S66 Uniform Combined State Law Examination
    2006-10-11
Other Names
  • Tommy Lynn Green
  • Tommy Lynn Green

View on SEC IAPD

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