Kenneth Joseph Arena

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 12/2023
  Newbridge Securities
  Pompano Beach, FL
• 12/2023 → Present
  Cetera Investment Advisors Llc
  Schaumburg, IL
• 12/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2014-06-03 → 2023-12-04
  Nfsg Corporation
  Ft. Lauderdale, FL
  Boca Raton, FL
  Pompano Beach, FL
  Pompano Beach, FL
• 2007-06-13 → 2014-05-12
  Ameriprise Financial Services, Llc
  Pompano Beach, FL
  Boca Raton, FL
  Boca Raton, FL
• 2000-10-01 → 2007-05-10
  Wells Fargo Clearing Services, Llc
  Pompano Beach, FL
  Pompano Beach, FL

Other Businesses

1) NAME OF OTHER BUSINESS: CETERA WEALTH PARTNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-05-16
• S63 Uniform Securities Agent State Law Examination
  1985-01-08

Other Names

• Ken Arena
• Kenny Arena