Louis Martin Aquina

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-11-14

NY RA
APPROVED

Since 2024-11-14

Branch Locations

445 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Melville	NY	09/1981	11/2024
Lpl Enterprise, Llc	Melville	NY	11/2024	Present

09/1981 → 11/2024

Pruco Securities, Llc.

Melville, NY
11/2024 → Present

Lpl Enterprise, Llc

Melville, NY

Previous Registrations

2021-06-07 → 2024-11-14

Pruco Securities, Llc.

Melville, NY

Melville, NY

Melville, NY

Other Businesses

1. 09/18/2024; LOUIS AQUINA; Non variable ins; Yes inv related; 1 hr/mo non trading; 0 hr/mo trading; 02/01/2024 Paul Revere Life Ins Co|Provident Life & Accident Ins Co|Unum Life Ins Co of America

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-05-22
S65	Uniform Investment Adviser Law Examination	1999-12-14

S63 Uniform Securities Agent State Law Examination

2006-05-22
S65 Uniform Investment Adviser Law Examination

1999-12-14

View on SEC IAPD