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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| HI | RA | APPROVED | 2018-11-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Honolulu | HI | 05/2013 | 11/2018 |
| Commonwealth Financial Network | Waltham | MA | 11/2018 | Present |
| Appolito And Associates Wealth & Retirement Planning | Kapolei | HI | 11/2018 | Present |
1. Fixed insurance sales; as of 10/11/2018; Approximately 5% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Co-owner, Charter Resources, Inc. a private company which operates family trust account; Located in Kapolei, HI; as of 10/19/2018; Approximately 1% time spent during business hours; Not Conducted at branch location; not Investment related. 3. Consultant, Timeshare Cancellations; Located at One Waterfront Towers 415 South Street #3901, Honolulu, HI 96813, as of 11/03/2025; 3% of time spent during business hours; Conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-01 |
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