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Charles Walker Anderson

Ubs Financial Services Inc.

Bethesda, MD

Ocean View, DE

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2022-06-07
TX RA APPROVED_RES 2009-06-08
MD RA APPROVED 2009-03-26
  • DE RA
    APPROVED
    Since 2022-06-07
  • TX RA
    APPROVED_RES
    Since 2009-06-08
  • MD RA
    APPROVED
    Since 2009-03-26

Branch Locations

7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States

Ocean View, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Bethesda MD 03/2009 Present
Previous Registrations
  • 2006-02-21 → 2009-04-15
    Citigroup Global Markets Inc.
    Gaithersburg, MD
    New York, NY
    Gaithersburg, MD
  • 1995-02-11 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-05-06
S63 Uniform Securities Agent State Law Examination 1980-02-29
  • S65 Uniform Investment Adviser Law Examination
    1991-05-06
  • S63 Uniform Securities Agent State Law Examination
    1980-02-29
Other Names
  • Chick Anderson

View on SEC IAPD

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