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Richard Wayne Andersen

Robert W. Baird & Co. Incorporated

Chicago, IL

CRD 4750

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-01-04
IL RA APPROVED 2013-08-09
TX RA APPROVED 2013-08-09
  • FL RA
    APPROVED
    Since 2018-01-04
  • IL RA
    APPROVED
    Since 2013-08-09
  • TX RA
    APPROVED
    Since 2013-08-09

Branch Locations

227 West Monroe Street, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Co Chicago IL 08/2013 Present
  • 08/2013 → Present
    Robert W Baird & Co
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-25
S63 Uniform Securities Agent State Law Examination 1979-12-14
  • S65 Uniform Investment Adviser Law Examination
    1993-08-25
  • S63 Uniform Securities Agent State Law Examination
    1979-12-14

View on SEC IAPD

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Nearby Investors

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CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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