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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-23
AL RA APPROVED 2020-09-17
MS RA APPROVED 2003-08-21
LA RA APPROVED 2002-09-18
  • TX RA
    APPROVED_RES
    Since 2022-09-23
  • AL RA
    APPROVED
    Since 2020-09-17
  • MS RA
    APPROVED
    Since 2003-08-21
  • LA RA
    APPROVED
    Since 2002-09-18

Branch Locations

661 Sunnybrook Road Suite 120, Ridgeland, MS 39157 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Co New York NY 09/1978 Present
Park Avenue Securities Llc New York NY 05/1999 Present
Guardian Life Ins Co Ridgeland MS 12/2025 Present
Park Avenue Securities Llc Ridgeland MS 12/2025 Present
Other Businesses

1. ALLEN FINANCIAL GROUP, PA (S Corp)- Insurance products other than Guardian.. Start: 09/01/1978, Address: 661 Sunnybrook Rd Ste 120 Ridgeland, MS 39157, 10 total hrs per month; 10 during securities trading hours, Investment related, More than 10% annual compensation, 2. COTTON VALLEY LEASING (S CORP), Nature: automobile and equipment leasing which is designed to serve the equipment and transportation needs of Allen Financial Group PA, Start: 01/01/1998, Address: 661 Sunnybrook Rd Ste120 Ridgeland, MS 39157, Duties: Owner, 1 total hour per month; 0 during securities trading hours, Not investment related, 3. David B. Allen CLU-Consulting product design and management of fixed risk based insurance products (not including variable products),. Start: 05/01/2011, Address: 661 Sunnybrook Rd Ste 120 Ridgeland, MS 39157, 4 total hour per month; 4 during securities trading hours, Not investment related, Less than 10% annual compensation, 4. Dubard Family Trust, William J Dubard Sr. Irrevocable Trust -Trustee for the Dubard Family Trust. Handle issue of check distribution, consult with outside investment advisors, accountants and attorneys for Trust,. Start: 01/01/2008, Address: 661 Sunnybrook Rd Ste 120 Ridgeland, MS 39157, 2 total hours per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation, 5. Speaking Engagements-I provide Continuing Education seminars, Start: 01/15/2010, Address: 661 Sunnybrook Rd Ste 120 Ridgeland, MS 39157, 1 total hour per month; 1 during securities trading hours, Not investment related, Less than 10% annual compensation, 6. Lake Traderhorn Association-I am treasurer and board member,. Start: 10/01/2011, Address: PO Box 126 County Road 83; McCarley, MS 38943, 2 non bus hrs per month, Not investment related, 7. RIDGEWOOD INVESTMENTS, LLC Nature: Leasing, property management, financial management, buying and selling of commercial real estate, Start: 01/01/1984, Address: 661 Sunnybrook Rd Ste 120 Ridgeland, MS 39157, Duties: Owner, 4 total hour per month; 4 during securities trading hours, Investment related, 8. Ashford Mississippi, LLC, Start: 11/01/2017, Address: 661 Sunnybrook Rd Ste 120 RIdgeland, MS 39157, 20 total hours per month; 20 during securities trading hours, Investment related, Less than 10% annual compensation, 9. Durable Power of Attorney for Cheryl Delynn Dubard Allen, Start: 12/08/2022, Address: 5898 Ridgewood Road Jackson, MS. 39211, 1 total hour per month; 0 during securities trading hours, Investment related, No annual compensation, 10. Advance Health-Care Directive and Medical POA for Cheryl Dubard Allen, Start: 12/08/2022, Address: 5898 Ridgewood Road Jackson, MS. 39211, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation, 11. Insurance business outside of Guardian, Start: 9/1/1978, Nature: Insurance Sales, Address: 661 Sunnybrook Rd, Ste 120 Ridgeland, MS 39157, Duties: Broker selling insurance other than Guardian, 3 total hours per month; 3 during securities trading hours, Investment Related,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-12-31
  • S63 Uniform Securities Agent State Law Examination
    1987-12-31
Designations
Other Names
  • David Bennett Allen
  • David B Allen

View on SEC IAPD

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