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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-09-10 |
| TX | RA | APPROVED_RES | 2020-09-10 |
Branch Locations
720 South Atherton Street, State College, PA 16801 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Altoona | PA | 11/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Altoona | PA | 11/2016 | 09/2020 |
| Morgan Stanley Smith Barney Llc | State College | PA | 09/2020 | Present |
2.NITTANY GROVE HOME SALES, LLC.; INV RELATED; BOALSBURG, PA; 100% OWNERSHIP WITH SPOUSE; START: 01/01/2008; HOURS: 5 PER MONTH - 0 DURING TRADING, DUTIES: LANDLORD *416191 - Aguer Nobori Properties; Investment related No; Boalsburg, PA; Construction/Engineering; Partner (proprietor, partner, officer, director, employee, trustee, agent); Aug 1983; During business hours: 0; After business hours: 2; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-03 |
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